Carotid near-occlusion

Changed by Arlene Campos, 6 May 2024
Disclosures - updated 9 Jun 2023: Nothing to disclose

Updates to Article Attributes

Body was changed:

Carotid near-occlusion is is a special form of severe carotid artery stenosis that that results in a partial or complete collapse of the distal internal carotid artery lumen due to underfilling.

It should not be confused with carotid pseudo-occlusion due to terminal intracranial internal carotid artery occlusion by thromboembolism.

Terminology

Many synonymous terms have been used 11, including near-total occlusion, subocclusion,incomplete occlusion,functional occlusion, and preocclusive stenosis.

Unfortunately, the term pseudo-occlusion has also been used in this context, mostly before the era of thrombectomy1. Nowadays, pseudo-occlusion is probably best reserved for a similar appearance due to terminal internal carotid artery occlusion due to thromboembolism.

Near-occlusion also overlaps with several terms that describe the degree of proximal narrowing, including critical stenosis, subtotal stenosis, and 99% stenosis 11. Alternatively, the entity has been described by the distal internal carotid artery as small, narrow, or (spuriously/falsely) hypoplastic 11, or with "trickle flow" 9.

Epidemiology

Near-occlusions constitute 30% of symptomatic ≥50% carotid stenoses (NASCET-grading) 13. Traditionally, near-occlusion have been thought of as rare, but the diagnosis is easy to overlook, making making it appear more rare than it is 13.

Radiographic features

Ultrasound

The diagnosis is suggested by a markedly narrow lumen on colour and power Doppler 10. A A slow and dampened (pseudovenous) flow velocity profile suggests full collapse 11. Systolic spikes with absent or reversed diastolic flow can also indicate near-occlusion but is not specific as more distal stenosis/occlusion can have this profile 11 11. Doppler velocity cannot be relied upon to identify near-occlusion, especially with only partial collapse, where where the peak systolic velocity may be misleadingly normal or elevated 10,11.

CT

CT angiography is the first-line modality for diagnosing carotid near-occlusion, which is based on the following key features 6:

  • small extracranial internal carotid artery calibre compared to the contralateral internal carotid artery and to the external carotid artery

  • focal severe stenosis with minimal to no luminal contrast opacification

The degree of distal internal carotid artery collapse exists on a spectrum and can be visually subtle when partial. Traditionally, full collapse appears as a hairline residual lumen, termed the string (or slim) sign. However, new definitions for full collapse have been proposed that better stratify outcomes between those with versus without full collapse 12. As assessed on CTA, full collapse is met by either of two criteria:

  • distal internal carotid artery diameter ≤2.0 mm

  • ipsilateral to contralateral distal internal carotid artery diameter ratio ≤0.42.

Angiography

Digital subtraction angiography is the conventional gold standard for evaluating carotid artery stenosis. The angiographic features of near-occlusion are the following 6,11:

  • small extracranial internal carotid artery calibre compared to the contralateral internal carotid artery and to the external carotid artery

  • delay of contrast filling the distal internal carotid artery

  • intracranial collaterals (contrast injection in the contralateral carotid fills intracranial arteries ipsilateral to the near-occlusion)

Full collapse by traditional criteria appears as a hairline residual lumen, termed the angiographic string (or slim) sign11.

Radiology report

Near-occlusion should be distinguished from conventional stenoses (non near-occlusions). The latter are often expressed as percentage luminal narrowing compared to distal unaffected internal carotid artery, based on criteria used in the North American Symptomatic Carotid Endarterectomy Trial (NASCET). When near-occlusion is present, percent stenosis should not be used—the grade of stenosis is "near-occlusion" instead. It is reasonable to highlight that the term indicates a stenosis-related size reduction of the distal internal carotid artery, specifying whether there is full or partial collapse.

Treatment and prognosis

The risk of stroke with near-occlusion is lower than that seen in severe conventional stenosis 1,14. The benefit with CEA for symptomatic >50% or >70% stenosis (from the NASCET and ECST trials) are only applicable to conventional stenoses (i.e. after excluding near-occlusions)14. Existing guidelines recommend treating carotid near-occlusion with best medical therapy 8, but recent but reviews do not support the superiority of medical therapy alone over carotid artery stenting or endarterectomy 2,3.

Distinguishing near-occlusion with versus without full collapse likely has prognostic significance in symptomatic patients. Compared to those with conventional ≥50% carotid stenoses, those having near-occlusion with full collapse have a higher risk of recurrent ipsilateral ischaemic stroke or retinal artery occlusion within 28 days, while those having near-occlusion with partial collapse have a lower risk of recurrence 12.

History and etymology

The term near-occlusion in its current meaning

was defined in 1997 by the NASCET (North American Symptomatic Carotid Endarterectomy Trial) investigators 4.

Differential diagnosis

Near-occlusion should mainly be distinguished from other grades of steno-occlusive disease:

  • conventional severe stenosis: the distal cervical internal carotid artery is not reduced in calibre

  • occlusion: the distal cervical internal carotid artery does not fill with contrast on imaging

Causes or mimics of asymmetric small calibre of the extracranial internal carotid artery aside from near-occlusive atherosclerotic disease include the following:

  • -<p><strong>Carotid near-occlusion</strong> is a special form of severe <a href="/articles/carotid-artery-stenosis">carotid artery stenosis</a> that results in a partial or complete collapse of the distal <a href="/articles/internal-carotid-artery-1">internal carotid artery</a> lumen due to underfilling. </p><p>It should not be confused with carotid pseudo-occlusion due to terminal intracranial internal carotid artery occlusion by thromboembolism. </p><h4>Terminology</h4><p>Many synonymous terms have been used <sup>11</sup>, including <strong>near-total occlusion</strong>, <strong>subocclusion</strong>, <strong>incomplete occlusion</strong>, <strong>functional occlusion</strong>, and <strong>preocclusive stenosis</strong>.</p><p>Unfortunately, the term <strong>pseudo-occlusion </strong>has also been used in this context, mostly before the era of thrombectomy<sup>1</sup>. Nowadays, pseudo-occlusion is probably best reserved for a similar appearance due to terminal internal carotid artery occlusion due to thromboembolism. </p><p>Near-occlusion also overlaps with several terms that describe the degree of proximal narrowing, including critical stenosis, subtotal stenosis, and 99% stenosis <sup>11</sup>. Alternatively, the entity has been described by the distal internal carotid artery as small, narrow, or (spuriously/falsely) hypoplastic <sup>11</sup>, or with "trickle flow" <sup>9</sup>.</p><h4>Epidemiology</h4><p>Near-occlusions constitute 30% of symptomatic ≥50% carotid stenoses (NASCET-grading) <sup>13</sup>. Traditionally, near-occlusion have been thought of as rare, but the diagnosis is easy to overlook, making it appear more rare than it is <sup>13</sup>.</p><h4>Radiographic features</h4><h5>Ultrasound</h5><p>The diagnosis is suggested by a markedly narrow lumen on colour and power Doppler <sup>10</sup>. A slow and dampened (pseudovenous) flow velocity profile suggests full collapse <sup>11</sup>. Systolic spikes with absent or reversed diastolic flow can also indicate near-occlusion but is not specific as more distal stenosis/occlusion can have this profile<sup> 11</sup>. Doppler velocity cannot be relied upon to identify near-occlusion, especially with only partial collapse, where the peak systolic velocity may be misleadingly normal or elevated <sup>10,11</sup>.</p><h5>CT</h5><p>CT angiography is the first-line modality for diagnosing carotid near-occlusion, which is based on the following key features <sup>6</sup>:</p><ul>
  • +<p><strong>Carotid near-occlusion</strong>&nbsp;is a special form of severe <a href="/articles/carotid-artery-stenosis">carotid artery stenosis</a>&nbsp;that results in a partial or complete collapse of the distal <a href="/articles/internal-carotid-artery-1">internal carotid artery</a> lumen due to underfilling.&nbsp;</p><p>It should not be confused with carotid pseudo-occlusion due to terminal intracranial internal carotid artery occlusion by thromboembolism.&nbsp;</p><h4>Terminology</h4><p>Many synonymous terms have been used <sup>11</sup>, including <strong>near-total occlusion</strong>, <strong>subocclusion</strong>,&nbsp;<strong>incomplete occlusion</strong>,&nbsp;<strong>functional occlusion</strong>, and <strong>preocclusive stenosis</strong>.</p><p>Unfortunately, the term <strong>pseudo-occlusion </strong>has also been used in this context, mostly before the era of thrombectomy<sup>1</sup>. Nowadays, pseudo-occlusion is probably best reserved for a similar appearance due to terminal internal carotid artery occlusion due to thromboembolism.&nbsp;</p><p>Near-occlusion also overlaps with several terms that describe the degree of proximal narrowing, including critical stenosis, subtotal stenosis, and 99% stenosis <sup>11</sup>. Alternatively, the entity has been described by the distal internal carotid artery as small, narrow, or (spuriously/falsely) hypoplastic <sup>11</sup>, or with "trickle flow" <sup>9</sup>.</p><h4>Epidemiology</h4><p>Near-occlusions constitute 30% of symptomatic ≥50% carotid stenoses (NASCET-grading) <sup>13</sup>. Traditionally, near-occlusion have been thought of as rare, but the diagnosis is easy to overlook,&nbsp;making it appear more rare than it is <sup>13</sup>.</p><h4>Radiographic features</h4><h5>Ultrasound</h5><p>The diagnosis is suggested by a markedly narrow lumen on colour and power Doppler <sup>10</sup>.&nbsp;A slow and dampened (pseudovenous) flow velocity profile suggests full collapse <sup>11</sup>. Systolic spikes with absent or reversed diastolic flow can also indicate near-occlusion but is not specific as more distal stenosis/occlusion can have this profile<sup>&nbsp;11</sup>. Doppler velocity cannot be relied upon to identify near-occlusion, especially with only partial collapse,&nbsp;where the peak systolic velocity may be misleadingly normal or elevated <sup>10,11</sup>.</p><h5>CT</h5><p>CT angiography is the first-line modality for diagnosing carotid near-occlusion, which is based on the following key features <sup>6</sup>:</p><ul>
  • -</ul><p>The degree of distal internal carotid artery collapse exists on a spectrum and can be visually subtle when partial. Traditionally, full collapse appears as a hairline residual lumen, termed the <a href="/articles/string-sign-artery">string (or slim) sign</a>. However, new definitions for full collapse have been proposed that better stratify outcomes between those with versus without full collapse <sup>12</sup>. As assessed on CTA, full collapse is met by either of two criteria:</p><ul>
  • +</ul><p>The degree of distal internal carotid artery collapse exists on a spectrum and can be visually subtle when partial. Traditionally, full collapse appears as a hairline residual lumen, termed the <a href="/articles/string-sign-artery">string (or slim) sign</a>. However, definitions for full collapse have been proposed that better stratify outcomes between those with versus without full collapse <sup>12</sup>. As assessed on CTA, full collapse is met by either of two criteria:</p><ul>
  • -</ul><p>Full collapse by traditional criteria appears as a hairline residual lumen, termed the <a href="/articles/string-sign-artery">angiographic string (or slim) sign</a> <sup>11</sup>.</p><h4>Radiology report</h4><p>Near-occlusion should be distinguished from conventional stenoses (non near-occlusions). The latter are often expressed as percentage luminal narrowing compared to distal unaffected internal carotid artery, based on criteria used in the North American Symptomatic Carotid Endarterectomy Trial (NASCET). When near-occlusion is present, percent stenosis should not be used—the grade of stenosis is "near-occlusion" instead. It is reasonable to highlight that the term indicates a stenosis-related size reduction of the distal internal carotid artery, specifying whether there is full or partial collapse.</p><h4>Treatment and prognosis</h4><p>The risk of stroke with near-occlusion is lower than that seen in severe conventional stenosis <sup>1,14</sup>. The benefit with CEA for symptomatic &gt;50% or &gt;70% stenosis (from the NASCET and ECST trials) are only applicable to conventional stenoses (i.e. after excluding near-occlusions)<sup>14</sup>. Existing guidelines recommend treating carotid near-occlusion with best medical therapy <sup>8</sup>, but recent reviews do not support the superiority of medical therapy alone over carotid artery stenting or endarterectomy <sup>2,3</sup>.    </p><p>Distinguishing near-occlusion with versus without full collapse likely has prognostic significance in symptomatic patients. Compared to those with conventional ≥50% carotid stenoses, those having near-occlusion with full collapse have a higher risk of recurrent ipsilateral ischaemic stroke or retinal artery occlusion within 28 days, while those having near-occlusion with partial collapse have a lower risk of recurrence <sup>12</sup>.</p><h4>History and etymology</h4><p>The term near-occlusion in its current meaning was defined in 1997 by the NASCET (North American Symptomatic Carotid Endarterectomy Trial) investigators <sup>4</sup>. </p><h4>Differential diagnosis</h4><p>Near-occlusion should mainly be distinguished from other grades of steno-occlusive disease:</p><ul>
  • +</ul><p>Full collapse by traditional criteria appears as a hairline residual lumen, termed the <a href="/articles/string-sign-artery">angiographic string (or slim) sign</a>&nbsp;<sup>11</sup>.</p><h4>Radiology report</h4><p>Near-occlusion should be distinguished from conventional stenoses (non near-occlusions). The latter are often expressed as percentage luminal narrowing compared to distal unaffected internal carotid artery, based on criteria used in the North American Symptomatic Carotid Endarterectomy Trial (NASCET). When near-occlusion is present, percent stenosis should not be used—the grade of stenosis is "near-occlusion" instead. It is reasonable to highlight that the term indicates a stenosis-related size reduction of the distal internal carotid artery, specifying whether there is full or partial collapse.</p><h4>Treatment and prognosis</h4><p>The risk of stroke with near-occlusion is lower than that seen in severe conventional stenosis <sup>1,14</sup>. The benefit with CEA for symptomatic &gt;50% or &gt;70% stenosis (from the NASCET and ECST trials) are only applicable to conventional stenoses (i.e. after excluding near-occlusions)<sup>14</sup>. Existing guidelines recommend treating carotid near-occlusion with best medical therapy <sup>8</sup>,&nbsp;but reviews do not support the superiority of medical therapy alone over carotid artery stenting or endarterectomy <sup>2,3</sup>. &nbsp; &nbsp;</p><p>Distinguishing near-occlusion with versus without full collapse likely has prognostic significance in symptomatic patients. Compared to those with conventional ≥50% carotid stenoses, those having near-occlusion with full collapse have a higher risk of recurrent ipsilateral ischaemic stroke or retinal artery occlusion within 28 days, while those having near-occlusion with partial collapse have a lower risk of recurrence <sup>12</sup>.</p><h4>History and etymology</h4><p>The term near-occlusion</p><p></p><p> was defined in 1997 by the NASCET (North American Symptomatic Carotid Endarterectomy Trial) investigators <sup>4</sup>.&nbsp;</p><h4>Differential diagnosis</h4><p>Near-occlusion should mainly be distinguished from other grades of steno-occlusive disease:</p><ul>
  • -<li><p><a href="/articles/carotid-pseudo-occlusion">cervical carotid pseudo-occlusion</a> due to terminal internal carotid occlusion <sup>7,9</sup></p></li>
  • +<li><p><a href="/articles/carotid-pseudo-occlusion">cervical carotid pseudo-occlusion</a>&nbsp;due to terminal internal carotid occlusion <sup>7,9</sup></p></li>
  • -<li><p>circle of Willis variants such as ipsilateral <a href="/articles/anterior-cerebral-artery">anterior cerebral artery</a> A1 segment hypoplasia/aplasia or contralateral <a href="/articles/fetal-posterior-cerebral-artery">fetal posterior cerebral artery</a> <sup>5</sup></p></li>
  • +<li><p>circle of Willis variants such as ipsilateral <a href="/articles/anterior-cerebral-artery">anterior cerebral artery</a> A1 segment hypoplasia/aplasia or contralateral <a href="/articles/fetal-posterior-cerebral-artery">fetal posterior cerebral artery</a>&nbsp;<sup>5</sup></p></li>

References changed:

  • 1. Johansson E & Fox A. Carotid Near-Occlusion: A Comprehensive Review, Part 2--Prognosis and Treatment, Pathophysiology, Confusions, and Areas for Improvement. AJNR Am J Neuroradiol. 2016;37(2):200-4. <a href="https://doi.org/10.3174/ajnr.A4429">doi:10.3174/ajnr.A4429</a> - <a href="https://www.ncbi.nlm.nih.gov/pubmed/26338908">Pubmed</a>
  • 4. Morgenstern L, Fox A, Sharpe B, Eliasziw M, Barnett H, Grotta J. The Risks and Benefits of Carotid Endarterectomy in Patients with Near Occlusion of the Carotid Artery. North American Symptomatic Carotid Endarterectomy Trial (NASCET) Group. Neurology. 1997;48(4):911-5. <a href="https://doi.org/10.1212/wnl.48.4.911">doi:10.1212/wnl.48.4.911</a> - <a href="https://www.ncbi.nlm.nih.gov/pubmed/9109876">Pubmed</a>
  • 8. Naylor A, Ricco J, de Borst G et al. Editor's Choice - Management of Atherosclerotic Carotid and Vertebral Artery Disease: 2017 Clinical Practice Guidelines of the European Society for Vascular Surgery (ESVS). Eur J Vasc Endovasc Surg. 2018;55(1):3-81. <a href="https://doi.org/10.1016/j.ejvs.2017.06.021">doi:10.1016/j.ejvs.2017.06.021</a> - <a href="https://www.ncbi.nlm.nih.gov/pubmed/28851594">Pubmed</a>
  • 11. Johansson E & Fox A. Carotid Near-Occlusion: A Comprehensive Review, Part 1--Definition, Terminology, and Diagnosis. AJNR Am J Neuroradiol. 2016;37(1):2-10. <a href="https://doi.org/10.3174/ajnr.A4432">doi:10.3174/ajnr.A4432</a> - <a href="https://www.ncbi.nlm.nih.gov/pubmed/26316571">Pubmed</a>
  • 13. Johansson E & Fox A. Near-Occlusion is a Common Variant of Carotid Stenosis: Study and Systematic Review. Can J Neurol Sci. 2022;49(1):55-61. <a href="https://doi.org/10.1017/cjn.2021.50">doi:10.1017/cjn.2021.50</a> - <a href="https://www.ncbi.nlm.nih.gov/pubmed/33988097">Pubmed</a>
  • 1. Johansson E, Fox AJ. Carotid Near-Occlusion: A Comprehensive Review, Part 2--Prognosis and Treatment, Pathophysiology, Confusions, and Areas for Improvement. (2016) AJNR. American journal of neuroradiology. 37 (2): 200-4. <a href="https://doi.org/10.3174/ajnr.A4429">doi:10.3174/ajnr.A4429</a> - <a href="https://www.ncbi.nlm.nih.gov/pubmed/26338908">Pubmed</a> <span class="ref_v4"></span>
  • 4. Morgenstern LB, Fox AJ, Sharpe BL, Eliasziw M, Barnett HJ, Grotta JC. The risks and benefits of carotid endarterectomy in patients with near occlusion of the carotid artery. North American Symptomatic Carotid Endarterectomy Trial (NASCET) Group. (1997) Neurology. 48 (4): 911-5. <a href="https://doi.org/10.1212/wnl.48.4.911">doi:10.1212/wnl.48.4.911</a> - <a href="https://www.ncbi.nlm.nih.gov/pubmed/9109876">Pubmed</a> <span class="ref_v4"></span>
  • 8. Naylor AR, Ricco JB, de Borst GJ, Debus S, de Haro J, Halliday A, Hamilton G, Kakisis J, Kakkos S, Lepidi S, Markus HS, McCabe DJ, Roy J, Sillesen H, van den Berg JC, Vermassen F, Esvs Guidelines Committee, Kolh P, Chakfe N, Hinchliffe RJ, Koncar I, Lindholt JS, Vega de Ceniga M, Verzini F, Esvs Guideline Reviewers, Archie J, Bellmunt S, Chaudhuri A, Koelemay M, Lindahl AK, Padberg F, Venermo M. Editor's Choice - Management of Atherosclerotic Carotid and Vertebral Artery Disease: 2017 Clinical Practice Guidelines of the European Society for Vascular Surgery (ESVS). (2018) European journal of vascular and endovascular surgery : the official journal of the European Society for Vascular Surgery. 55 (1): 3-81. <a href="https://doi.org/10.1016/j.ejvs.2017.06.021">doi:10.1016/j.ejvs.2017.06.021</a> - <a href="https://www.ncbi.nlm.nih.gov/pubmed/28851594">Pubmed</a> <span class="ref_v4"></span>
  • 11. Johansson E, Fox AJ. Carotid Near-Occlusion: A Comprehensive Review, Part 1--Definition, Terminology, and Diagnosis. (2016) AJNR. American journal of neuroradiology. 37 (1): 2-10. <a href="https://doi.org/10.3174/ajnr.A4432">doi:10.3174/ajnr.A4432</a> - <a href="https://www.ncbi.nlm.nih.gov/pubmed/26316571">Pubmed</a> <span class="ref_v4"></span>
  • 13. Johansson E & Fox A. Near-Occlusion is a Common Variant of Carotid Stenosis: Study and Systematic Review. Can J Neurol Sci. 2021;49(1):55-61. <a href="https://doi.org/10.1017/cjn.2021.50">doi:10.1017/cjn.2021.50</a> - <a href="https://www.ncbi.nlm.nih.gov/pubmed/33988097">Pubmed</a>

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